Compliance & Management Services
Compliance & Management Services
The Challenge
Today’s financial landscape seems to change with a blink of an eye, and at the forefront of those challenges are regulatory risk and operational management. Staying ahead of the competition while remaining compliant strains financial institutions’ resources and makes them vulnerable for negative trends in the industry.
These complex challenges mean your staff spend more time on “being compliant” and operationally driven and less time making loans or opening deposit accounts. Many institutions operate without the benefit of a central Compliance Officer or Risk Management employees, so the burden falls to staff members, whose focus shifts from customers to compliance.
Let us help you get back to the business of doing business.
“We had ShareFI in mind for several years. After struggling internally to develop a Compliance Officer we made the decision to hire them. The results were fantastic. Our compliance posture is markedly better. The added value of their other services and industry knowledge is immeasurable.”
Thomas J. Dehnert, President of Badger Bank
The Solution
ShareFI extends beyond the services already offered through the Wisconsin Bankers Association, like legal calls, expert education, and comprehensive publications. Through our compliance and management consulting services, such as coaching and customized regulation testing, we deliver practical, step-by-step process improvements, actionable recommendations, and comprehensive staff training – all at a reasonable cost.
“ShareFI is an integral partner in leading the compliance function at our bank. For several years, the ShareFI team has helped ensure we have all that is needed for us to have a “compliance culture” and a strong compliance management system. They cover all that is needed, from staff training to examination support and everything in-between.”
Joseph W. Peikert, Chief Executive Officer of Wolf River Community Bank
Services
ShareFI services will be flexible and customized to meet your operational or management needs. We offer our services under a three-pronged approach:
Compliance and Risk Management
- Compliance Review
- Internal Controls Audits
- Credit File Review
- Internal Quality Control - Secondary Market
- Merger and Acquisition due-diligence
- AML/CFT and OFAC Audits
- ACH Audits
- ALLL Review and CECL Validation
- Enterprise Risk Management
Operations and Management
- Operational efficiency reviews
- Operational Process Flow Analysis
Shared Professional Services
- BSA/AML Support Staff
- Compliance Officer
- Internal Audit/Risk Management
The ultimate goal is to provide financial institution-specific services that deliver the results your institution needs without clouding the waters with extraneous add-ons that you don’t need.
"ShareFI has been a valued partner in assisting with our bank’s compliance needs and implementing our well-designed Compliance Management System (CMS). We have been working with them for more than a year and could not be happier with the service and vast knowledge they provide to our organization."
Rachael A Gadbois & Justin P Adamski, Co-Presidents & Chief Executive Officers of The Pineries Bank
Get Started
Contact Jeff Schmid, CRCM, Director - Compliance & Management Services to discuss how we can help ease the stress on your financial institution due to compliance burden, at 800-722-3498 ext. 1220 or via email.